- Open Access
BMI is associated with FEV1 decline in chronic obstructive pulmonary disease: a meta-analysis of clinical trials
Respiratory Research volume 20, Article number: 236 (2019)
There is considerable heterogeneity in the rate of lung function decline in chronic obstructive pulmonary disease (COPD), the determinants of which are largely unknown. Observational studies in COPD indicate that low body mass index (BMI) is associated with worse outcomes, and overweight/obesity has a protective effect – the so-called “obesity paradox”. We aimed to determine the relationship between BMI and the rate of FEV1 decline in data from published clinical trials in COPD.
We performed a systematic review of the literature, and identified 5 randomized controlled trials reporting the association between BMI and FEV1 decline. Four of these were included in the meta-analyses. We analyzed BMI in 4 categories: BMI-I (< 18.5 or < 20 kg/m2), BMI-II (18.5 or 20 to < 25 kg/m2), BMI-III (25 to < 29 or < 30 kg/m2) and BMI-IV (≥29 or ≥ 30 kg/m2). We then performed a meta-regression of all the estimates against the BMI category.
The estimated rate of FEV1 decline decreased with increasing BMI. Meta-regression of the estimates showed that BMI was significantly associated with the rate of FEV1 decline (linear trend p = 1.21 × 10− 5).
These novel findings support the obesity paradox in COPD: compared to normal BMI, low BMI is a risk factor for accelerated lung function decline, whilst high BMI has a protective effect. The relationship may be due to common but as-of-yet unknown causative factors; further investigation into which may reveal novel endotypes or targets for therapeutic intervention.
Chronic obstructive pulmonary disease (COPD) is characterized by persistent and progressive airflow limitation, with significant variation in the rate of lung function decline between individuals . Rapid lung function decline is associated with a number of factors including continued smoking, emphysema severity, and the frequency of acute exacerbations; identification and modification of such risk factors is a goal of COPD management . However, the precise determinants of the rate of lung function decline are largely unknown.
Nutritional and metabolic abnormalities are core features of COPD as a systemic disease [3, 4]. Numerous observational studies have demonstrated that low BMI is an independent predictor of mortality in COPD [5,6,7,8]. Overweight and obesity, on the other hand, appear to have a protective effect on mortality, with the greatest effect in those with severe COPD [5, 6]. This is in contrast to the general population, where obesity is associated with decreased life expectancy . Such observations form part of the so-called “obesity paradox” , but how this applies to other COPD outcomes is unclear. To determine the relationship between BMI and the rate of FEV1 decline in people with COPD, we performed a systematic review and a meta-regression of data from published randomized controlled trials. Combining data from over 27,000 clinical trial participants allowed us to explore the BMI-FEV1 decline relationship over a wide range of BMI and COPD severity.
This systematic review with meta-analysis is registered in the PROSPERO database  (registration number CRD42019118881) and performed according to the PRISMA guidelines . We conducted a series of systematic searches in the PubMed, Embase and Cochrane Library databases (as of January 2019) using the search algorithm: (“pulmonary disease, chronic obstructive” [MeSH Terms] OR “COPD”) AND (FEV1 decline).
Two reviewers independently assessed the search results (including appendices, online supplements, and bibliographies) for eligibility. Studies were included if they met all of the following criteria: 1) conducted in participants with COPD, diagnosed by prespecified spirometric criteria 2) randomized controlled trial (RCT) design; 3) association between BMI and rate of decline in FEV1 reported; and 4) peer-reviewed publication. Studies were excluded if they met any of the following criteria: 1) participants with respiratory disorders other than COPD; 2) language other than English; or 3) non-original research publication (reviews, editorials, comments). The reviewers removed duplicates by identifying publications from the same research population, and retaining the publication with the highest quality score (see below).
Data extraction and quality appraisal
Two reviewers independently appraised each study, with any discrepancies resolved by consensus, and extracted the relevant participant, protocol, and outcome data. The reviewers assessed the quality of included studies according to 7 assessment criteria in the Cochrane Collaboration Risk of Bias tool .
For each of the included studies that specified subgroups based on a BMI interval, we extracted the mean rate of FEV1 decline and associated standard error for each BMI category. We then performed separate meta-analyses of FEV1 decline for each BMI category using a random-effects model, designating statistical significance as p < 0.05 (two-tailed). For each meta-analysis, we assessed for publication bias using funnel plots and an Egger’s test , and for heterogeneity using a Cochran’s Q test and the I2 statistic.
We then performed a meta-regression of the estimates using orthogonal polynomial regression (up to the third order, i.e. number of categories minus one), with BMI category as an ordinal variable, and the rate of FEV1 decline as a continuous variable. We assigned signficance to the model at p < 0.05.
Search outcomes and study inclusion
A total of 5 studies satisfied the inclusion/exclusion criteria (Fig. 1). There was a broad range of sample sizes, study durations, and COPD severities. Detailed review of the individual study inclusion and exclusion criteria confirmed that there were no limits imposed on BMI for entry into the studies. The studies generally employed random or mixed modeling, but they differed by the coefficients included in the models. The study objectives varied considerably between the included studies. However, the BMI intervals employed for subgroup analysis were very similar (Table 1).
In general, the included studies were of good quality according to the Cochrane Collaboration tool (Additional file 1: Table S1). We designated 4 out of the 5 studies as low risk of bias based on all 7 criteria, and one study (Tkacova et al ) as high risk of bias based on a single criterion (“blinding of participants and personnel”).
Outcomes of included studies
The extracted participant and study protocol data are shown in Table 1, and study outcomes are summarized in Table 2. Four of the 5 studies classified BMI at baseline into 4 intervals. The statistical methods of calculating FEV1 decline (e.g. model type and covariates) varied between the studies.
The study by Celli et al  was a post hoc analysis of the Toward a Revolution in COPD Health (TORCH) study, which was a multi-center, randomized, double-blind and placebo-controlled trial of fluticasone propionate with or without salmeterol treatment in participants with moderate to severe COPD. The pooled mean (pooled SD) post-bronchodilator FEV1 (30 min following 400 μg albuterol) was 44.7 (13.1) percent predicted (%pred), and the pooled mean BMI was 25.4 (5.2) kg/m2. The rate of post-bronchodilator FEV1 decline decreased as BMI interval increased.
Calverley et al  explored the effect of baseline BMI on lung function decline as secondary outcome analysis of the Study to Understand Mortality and Morbidity (SUMMIT) trial of fluticasone fuorate and vilanterol in patients with moderate COPD and a history, or increased risk of, cardiovascular disease. Data on the mean FEV1%pred were not available for this analysis. In the original trial publication , the pooled mean post-bronchodilator FEV1 (30 min following 400 μg albuterol) was 59.7 (6.1) %pred. In the secondary outcome analysis, the pooled mean BMI was 25 (6) kg/m2.The rate of post-bronchodilator FEV1 decline decreased with increasing BMI interval.
The study reported by Tashkin et al  was a subanalysis of the Understanding Potential Long-term Impacts of Function with Tiotropium (UPLIFT) trial, which was a randomized, double-blind and placebo-controlled trial of tiotropium in participants with moderate to severe COPD. The mean %pred FEV1 and mean BMI for subjects included in the subanalysis were not specified; however, for the whole group, the pooled mean post-bronchodilator (90 min following 80 μg ipratropium and 30 min following 400 μg albuterol) FEV1 was 47.5 (12.7) %pred and pooled mean BMI was 25.9 (5.1) kg/m2. The authors reported the rate of FEV1 decline for each BMI category separately for the tiotropium and placebo groups; in both groups, the annualized rate of post-bronchodilator (study drug, ipratropium and albuterol) FEV1 decline tended to decrease with increasing BMI category.
Anzueto et al  reported on a prespecified spirometry sub-study of the Tiotropium Safety and Performance in Respimat (TIOSPIR) trial, which was designed to assess the safety and efficacy of two different formulations of tiotropium in participants with moderate to very severe COPD. The pooled mean post-bronchodilator (drug and timing not specified) FEV1 was 48.6 (13.4) %pred. The mean BMI of subjects in this spirometry substudy was not specified, and since the subjects represented a small fraction of the entire study subjects, the whole group BMI could not be generalized. For the relationship between BMI interval and FEV1 decline, the publication provided only a Forest plot. We therefore contacted the corresponding author, who kindly provided the numerical data. The mean annualized rate of trough (pre-medication) FEV1 decline was greatest in the lowest BMI category, with negligible differences between the two middle categories. However, unlike the previous studies, the rate of trough FEV1 decline was slightly greater in the highest BMI category compared to the middle categories.
Finally, Tkacova et al  reported on a post hoc analysis of data from the Lung Health Study (LHS), which was a 5 year, randomized, placebo-controlled trial in smokers with mild-moderate COPD. Participants were allocated to standard care or a smoking cessation intervention, with or without ipratropium bromide. For this study, the primary analysis was the relationship between airway hyperresponsiveness (AHR) and FEV1 decline. Baseline FEV1 and BMI were reported as median (interquartile range) for subjects grouped according to AHR status; the average of medians for post-bronchodilator (“two puffs” of isoproterenol) FEV1 was 80%pred, and the average of medians for BMI was 25.2 kg/m2. The authors did not categorize participants into BMI intervals. However, in a multivariable linear model, the effect of BMI as a continuous variable on annualized post-bronchodilator FEV1 decline was not significant.
We excluded the study by Tkacova et al (LHS)  from the meta-analysis due to the absence of a BMI interval subgroup analysis. In the remaining studies, the specified BMI intervals were quite similar (Table 2). Therefore, for the purposes of the meta-analyses, we treated the corresponding BMI categories as equivalent, relabeling them (from lowest to highest) as BMI- I, BMI-II, BMI-III and BMI-IV. Since the estimates in the study by Tashkin et al (UPLIFT)  were reported separately for placebo and treatment groups, we first combined these estimates by meta-analysis to calculate whole-group estimates for each BMI category. The proportions of subjects in each category were: BMI-I, 7%; BMI-II, 32%; BMI-III, 33%; BMI-IV, 28%.
The estimated annual rate of FEV1 decline decreased with increasing BMI category (Fig. 2): annual rate (95% confidence interval) for BMI-I, − 52.9 (− 57.3 to − 48.5) mL/yr; BMI-II, − 47.58 (− 51.7 to − 43.4) mL/yr; BMI-III, − 38.4 (− 41.5 to − 35.4) mL/yr; BMI-IV, − 35.5 (− 38 to − 32.9) mL/yr. Cochran’s Q tests and I2 values < 50% suggested low heterogeneity for all but the BMI-II meta-analysis. Funnel plots (Additional file 1: Figure S1) demonstrated significant asymmetry in the BMI-II category (Egger’s test p = 0.01), suggesting publication bias  driven by the study by Anzueto et al (TIOSPIR) . When we excluded this study in a sensitivity analysis, the overall results for each meta-analysis were unchanged (Additional file 1: Figures S2 and S3).
Meta-regression of the estimates showed a significant linear trend between BMI category and the annual rate of FEV1 decline (adjusted R2 = 0.81, p = 1.2 × 10− 5) (Fig. 3). Second- and third-order regression estimates were not significant. A significant linear trend remained following sensitivity analysis (exclusion of the study by Anzueto et al (TIOSPIR) ) (adjusted R2 = 0.9, p = 3 × 10− 5); for this model, the cubic trend was also significant (p = 0.03) (Additional file 1: Figure S4).
Using a systematic review and meta-regression of published RCT results, we have shown that BMI is significantly associated with the rate of lung function decline in COPD. Compared to normal BMI, lower BMI was associated with a faster FEV1 decline. This phenomenon is common to other chronic respiratory conditions such as cystic fibrosis , as well as the general population . Additionally, higher BMI was associated with slower FEV1 decline. In fact, the mean rate of FEV1 decline in the obese category (BMI-IV, − 35 mL/yr) was not too dissimilar from some estimates in the non-smoking, non-COPD population . This finding adds to the existing body of literature suggesting that low BMI is a risk factor for poor outcomes in COPD, and that increased BMI has a protective effect.
Our systematic search strategy found 5 good-quality studies meeting the prespecified inclusion criteria, 4 of which reported subgroup analysis by BMI intervals that were largely similar between the studies. This allowed us to combine the results within each BMI category for meta-analysis and subsequent meta-regression of the estimates. Only one category (BMI-II) showed evidence of a publication bias, and sensitivity analysis suggests that this had neglibigle impact on the overall result. There was heterogeneity amongst the included studies in terms of the covariates used in the statistical models – most notably, whether the models accounted for baseline FEV1 and smoking status. Both of these factors are known to influence the rate of decline in FEV1, although the extent to which this heterogeneity influences the overall meta-regression cannot be determined from the summary data available to us. The proportion of subjects in the obese (BMI-IV) category was 28%, which is lower than the estimates of obesity prevalence in both the general population (36% in the USA)  and in COPD cohort studies (35% in the COPDGene cohort) . The reason for, and impact of, this discrepancy is unclear.
BMI encompasses both fat mass and muscle mass, but the relative contributions of these body compartments to the BMI-FEV1 decline relationship cannot be determined from our data. The distinction is important, since the fat-free mass index (FFMI) – which reflects nutritional state – is also independently and inversely-correlated with mortality in both general [26, 27] and COPD  populations. In COPD, low FFMI is associated with more severe lung function impairment and reduced exercise capacity [29,30,31], however its impact on lung function decline over time is not known.
A possible explanation for the inverse correlation between BMI and lung function decline is “reverse-causation”, where increased COPD disease activity or severity leads to weight loss and cachexia. Postulated mechanisms include increased resting energy consumption , non-respiratory skeletal muscle atrophy due to decreased peripheral oxygen availability and disuse [33, 34], and systemic inflammation . In this scenario, the BMI-FEV1 decline relationship should plateau in the normal BMI range, or even form a U-shaped curve (extrapolating findings from general population studies) [36, 37]. Instead, we found a clear linear trend such that overweight/obese subjects had the slowest rate of FEV1 decline – a finding consistent with the “obesity paradox”. Two of the 4 studies included in the meta-analysis accounted for disease severity by adjusting lung function decline for baseline FEV1, although this may not adequately account for any non-linearity of FEV1 decline as a function of disease severity. Other important aspects of disease activity, such as emphysema burden or exacerbation frequency, were not accounted for by any of the studies. Reverse-causality could be further explored by stratifying the analysis by GOLD stages, or other surrogates measures of disease severity. It would be particularly pertinent to examine the effect of cachexia, which can be present despite a high BMI, since this may also be a sign of increased disease activity. This would require other measures of nutritional status (such as FFMI) and spontaneous weight loss history. However, with only summary data available to us, these more detailed analyses were not possible, and reverse causation due to high disease activity remains a possible explanation for our findings.
An alternative explanation is that BMI is causally related to lung function decline. There is some evidence that extreme weight loss can induce lung damage, with anorexia nervosa patients  and animal models of starvation [39, 40] showing signs of early emphysema. Once again, these observations may explain the low BMI association, but do not adequately explain the apparent protective effect of obesity over normal BMI demonstrated by our results.
Another explanation is that common factors modulate both BMI and lung function decline in COPD. The phenotype may even be under genetic control. In combined COPD cohorts, Wan et al  found a significant association between BMI and a variant in the fat mass and obesity-associated (FTO) gene (which has strong and reproducible associations with BMI in almost all general population studies). The rs8050136 minor allele was associated with higher BMI, better lung function, and a lower emphysema score. Using the known genetic architecture of BMI in adequately-powered studies in COPD subjects may help to explore this observation. Physical activity is one factor associated with both BMI and lung function decline , although there is limited evidence that exercise interventions such as pulmonary rehabilitation have any measurable impact on change in FEV1 over time . Nevertheless, the potential long-term effects of physical activity on FEV1 decline for a given BMI should be taken into account in future studies.
The adipokines, tumor necrosis factor-alpha (TNF-α) and interleukin-6 (IL-6), have also been implicated in both body mass regulation and COPD pathogenesis. TNF-α and IL-6 have pleiotropic effects including regulation of lung inflammation, lipolysis, and skeletal muscle atrophy [44, 45], and IL-6 knockout mice develop obesity . In the context of the obesity paradox, it is possible that differential expression and/or sensitivity to these pathways give rise to a spectrum of phenotypes in COPD, with low BMI/rapid lung function decline at one end, and high BMI/slow lung function decline at the other. The systemic effects of TNF-α and IL-6 may be modulated by circulating soluble receptors [47, 48], or other adipokines such as adiponectin. Summer et al  showed that adiponectin-deficient mice had higher lung TNF-α expression, and developed weight loss and an emphysema-like phenotype. This is in contrast to observations in humans, where high serum adiponectin levels were associated with increased respiratory mortality and accelerated FEV1 decline . Nevertheless, a “favorable” adipokine profile may explain the apparent protective effect of high versus normal BMI on lung function decline, and vice versa.
Pneumoproteins such as surfactant protein-D (SP-D), which is secreted by Type II alveolar cells and is a part of the lung’s innate immune response , may also modulate both lung function and BMI. SP-D is decreased in the lungs of current and former smokers, and may have a causal role in COPD pathogenesis and progression . SP-D deficiency is associated with obesity in human population studies , and SP-D-knockout mice develop obesity  as well as emphysema . Conversely, circulating SP-D may induce lipolysis and weight loss via the IL-6 pathway . The systemic effects (e.g. body weight regulation, or risk of comorbidities) of SP-D and other pneumoproteins warrant further investigation, since it is likely that a complex interaction of pathways is at play.
Our analysis has several limitations. Firstly, we chose to review only FEV1 decline as the outcome. Although FEV1 decline is an important prognostic marker (and an endpoint recognized by regulatory agencies such as the FDA), the effects of BMI on other longitudinal outcomes such as exacerbation rate, health care utilization, change in exercise capacity (e.g. 6-min walk test distance), and symptoms warrant similar investigation. Secondly, we included only published, English-language studies, which may be an important source of bias. Thirdly, we included only RCTs (and not observational studies) in order to have well-defined and relatively homogenous study populations, with strict standardizations of follow-up and quality control of spirometric measurements. This led to only a small number of studies being included. However, the fact all studies except TIOSPIR by Anzueto et al  showed a consistent direction of effect of BMI on FEV1 decline, and that they examined a combined population of over 27,000 participants, means there was sufficient statistical power for a highly-significant meta-regression estimate. Finally, we had access only to summary statistics from each trial, which restricted our meta-analyses to pre-defined BMI categories and led to the exclusion of one study . Since the excluded study found no significant effect of BMI on FEV1 decline in a multivariable model, this may have biased our result in favor of an association. Access to individual-level data would allow us to model the BMI-FEV1 decline relationship under different assumptions such as nonlinearity, which may be relevant for the effect of baseline lung function, and also at the extremes of BMI where any “dose effect” of obesity could be determined. Analysis could also be stratified by disease severity, gender, smoking intensities, and the use of medications such as inhaled corticosteroids. Exacerbation history may also be examined as a potential modifying factor, since there are conflicting data on the effect of obesity on exacerbation risk [25, 56]. Individual-level data would also allow us to apply a consistent statistical model for determining FEV1 decline, thus addressing the heterogeneity of modeling amongst the included studies.
Through systematic review and meta-regression of RCT data, we have demonstrated that BMI is associated with the rate of lung function decline in COPD. Compared to normal BMI, low BMI is associated with faster, and high BMI is associated with slower, FEV1 decline. This finding is consistent with the “obesity paradox”. The mechanisms are likely complex, and further investigation of potential causative factors may yield novel endotypes, or unique pathways for therapeutic intervention.
Availability of data and materials
Body mass index
Chronic obstructive pulmonary disease
- FEV1 :
Forced expiratory volume in 1 s
Fat-free mass index
Lung Health Study
Randomized controlled trial
Tumor necrosis factor-alpha
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We are grateful to Professor Antonio Anzueto and Boehringer Ingelheim for providing data from the TIOSPIR trial.
There were no direct financial sponsors for the submitted work. YS is supported by the China Scholarship Council. MO is a Fellow of the Parker B Francis Foundation and a Scholar of the Michael Smith Foundation for Health Research (MSFHR). DDS holds the De Lazzari Family Chair at HLI and a Tier 1 Canada Research Chair in COPD.
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SM reports personal fees from Novartis, Boehringer Ingelheim and Menarini, and non-financial support from Draeger Australia, outside the submitted work. DDS reports grants from Merck, personal fees from Sanofi-Aventis, Regeneron and Novartis, and grants and personal fees from Boehringer Ingelheim and AstraZeneca, outside the submitted work. YS, JEJ, CXY, FX, XL, and MO have nothing to disclose.
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
DDS is a Tier 1 Canada Research Chair in COPD and holds the De Lazzari Family Chair at the Centre for Heart Lung Innovation.
Additional file 1: Table S1. Quality appraisal of studies in systematic review. Figure S1. Funnel plots and Egger’s test for publication bias for meta-analyses of annualized rate of FEV1 decline by body mass index (BMI) category. Figure S2. Meta-analyses of annualized rate of FEV1 decline by body mass index (BMI) category, following sensitivity analysis. Figure S3. Funnel plots and Egger’s test for publication bias for meta-analyses of annualized rate of FEV1 decline by body mass index (BMI) category, following sensitivity analysis. Figure S4. Meta-regression of annualized rate of FEV1 decline by body mass index (BMI), following sensitivity analysis.
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Sun, Y., Milne, S., Jaw, J.E. et al. BMI is associated with FEV1 decline in chronic obstructive pulmonary disease: a meta-analysis of clinical trials. Respir Res 20, 236 (2019) doi:10.1186/s12931-019-1209-5