Mortality in COPD patients discharged from hospital: the role of treatment and co-morbidity
© Gudmundsson et al. 2006
Received: 03 March 2006
Accepted: 16 August 2006
Published: 16 August 2006
The aim of this study was to analyse mortality and associated risk factors, with special emphasis on health status, medications and co-morbidity, in patients with chronic obstructive pulmonary disease (COPD) that had been hospitalized for acute exacerbation.
This prospective study included 416 patients from each of the five Nordic countries that were followed for 24 months. The St. George's Respiratory Questionnaire (SGRQ) was administered. Information on treatment and co-morbidity was obtained.
During the follow-up 122 (29.3%) of the 416 patients died. Patients with diabetes had an increased mortality rate [HR = 2.25 (1.28–3.95)]. Other risk factors were advanced age, low FEV1 and lower health status. Patients treated with inhaled corticosteroids and/or long-acting beta-2-agonists had a lower risk of death than patients using neither of these types of treatment.
Mortality was high after COPD admission, with older age, decreased lung function, lower health status and diabetes the most important risk factors. Treatment with inhaled corticosteroids and long-acting bronchodilators may be associated with lower mortality in patients with COPD.
Chronic Obstructive Pulmonary Disease (COPD) is associated with intermittent exacerbations characterized by acute deterioration in the symptoms of chronic dyspnea, cough and sputum production. Worldwide, COPD is the only leading cause of death that still has a rising mortality rate. It has been estimated that by the year 2020 COPD will be the third leading cause of death in the world . Hospitalizations because of acute exacerbations are an important part of the care of patients with COPD. Furthermore, they are associated with further impairment of health status  and high cost . Studies on mortality after hospitalization for an acute exacerbation of COPD have shown a one-year mortality from 22%  to 43%  and a 2-year mortality of 36  to 49% .
Several studies have been conducted in order to identify the risk factors of mortality in COPD and there is a concomitant increasing interest in modifying the risk factors in order to reduce mortality. Among risk factors that have been identified in previous studies are increasing age, a higher PCO2, long-term use of oral corticosteroids , reduced health status, marital status, depression, co-morbidity and prior hospital admission . There are limited data available regarding the relationship of inhaled medications to mortality. A retrospective study by Soriano et al. showed that outpatients treated with a combination of inhaled corticosteroids and long-acting beta agonists or inhaled corticosteroids alone had a lower mortality rate than those that were not so treated .
The aim of this study was to analyse prospectively mortality in COPD patients after hospitalisation and associated risk factors, with special emphasis on health status, medications and co-morbidity.
The departments included were: The Department of Respiratory Medicine and Allergology, Akademiska sjukhuset, Uppsala, Sweden; The Department of Thoracic Medicine, Haukeland University Hospital, Bergen, Norway; The Department of Respiratory Medicine, Tampere University Hospital, Tampere, Finland; The Department of Respiratory Medicine, Vifilstadir University Hospital, Gardabaer, Iceland; and The Department of Respiratory Medicine, Hvidovre Hospital, Copenhagen Denmark. An Internal Review Board in each centre or country approved the study.
Consecutive patients from each of the participating hospitals were included, provided that they had been admitted with acute exacerbations of COPD during 2000–2001. An acute exacerbation was defined as a change in condition in a COPD patient from baseline that was of such a magnitude that the patient needed an acute hospital admission. All patients fulfilled the criteria for COPD according to stage 1 or higher of the Global Initiative for Chronic Obstructive Pulmonary Disease . All records were reviewed by the investigators to confirm the diagnosis and GOLD criteria were used to diagnose COPD. Patients thought to have asthma were excluded. Only patients who were admitted for more than 24 hours were included. All patients signed an informed consent before entering the study.
The following data were collected at discharge from the respective pulmonary departments. Information was collected in a similar fashion on standardized data sheets in all the departments. All data were entered at one centre.
1. Questionnaire that included information on smoking history, type of living, and family situation (alone or with others).
2. Spirometry, body weight and height. Predicted values for forced expiratory volume in one second (FEV1) and forced vital capacity (FVC) were calculated based on the European Coal and Steel Union reference values . COPD severity was calculated according to the GOLD-criteria .
3. Health status (quality of life) was assessed using the disease-specific St George's Respiratory Questionnaire (SGRQ). It has three components: symptoms, activity and impact, in addition to total score . Higher scores indicate worse health status.
4. From the patients' records information was collected on treatment at discharge, including long-term oxygen therapy. The patients were categorized in four treatment categories based on the utilization of inhaled corticosteroids (ICS) and long-acting beta-2-agonists (LABA): none, only LABA, only ICS and both LABA and ICS . Assessment of co-morbidity was based on the diagnosis used by the treating physician. Diabetes mellitus was considered to be present if the patient was using medication for diabetes. Hypertension, ischemic heart disease or atrial fibrillation was considered to be present when diagnosed by attending physician.
5. Two years after discharge information regarding death and causes of death was obtained from the National Registries in each country. The primary (underlying) cause of death was divided into the following categories: Respiratory causes [acute COPD exacerbations (ICD 10 code J44.0 and J44.1), respiratory insufficiency (J96) and pneumonia (J12-J18)]; Cardio-vascular causes [myocardial infarction (I21), heart failure (I50), stroke (I61 and I63) and rupture of aortic aneurysms (I71)]; Malignancy [lung cancer (C34), leukaemia (C91), lymphoma (C85) and abdominal tumour (D37)] and Other [septic shock (R57), aspiration (J69) and ileus (K56)].
Analyses were carried out using Stata 8.0 (Stata Corporation, College Station, Texas). The chi-square test and the unpaired t-test were used when comparing patients that had died during the study period. The relationshipbetween survival time and patient characteristics was determinedwith Kaplan-Meier survival analysis and Cox regression. Multivariate analyses also were carried out with theCox model after adjustment for FEV1. The analysed independent variableswere chosen based on statistical significance in the bivariateanalyses and on clinical relevance. Age, FEV1 and health status were entered as continuous variables, while gender, smoking status, previous hospitalizations, co-morbidity and treatment were entered as categorical variables. The proportional hazard assumption was tested for all the independent variables in the models and no violation was detected (p > 0.1). The effect of the pharmacological treatment at discharge was primarily assessed by entering the four LABA and ICS therapy categories and long-term oxygen to the model above. Other therapies were thereafter entered one at a time to the model. In order to detect heterogeneity between the hospitals concerning determinants for mortality the Cox regression estimates (hazard ratio) were also calculated by hospital and then combined, using random effect meta-analysis. A p-value of < 0.05 was considered statistically significant.
Differences between dead and surviving patients (mean ± SD or %).
Alive (n = 294)
Dead (n = 122)
68.2 ± 10.9
72.1 ± 8.7
35.7 ± 24.5
34.3 ± 19.8
FEV1 (% pred)
40.6 ± 19.2
33.5 ± 14.4
≥ 2 hospitalizations in previous 12 months
Health status (SGRQ)
63 ± 20
69 ± 16
65 ± 22
72 ± 20
44 ± 19
51 ± 19
56 ± 17
63 ± 16
COPD severity according to the GOLD classification (12)
GOLD stage I-II
GOLD stage III
GOLD stage IV
Risk of dying in relation to primary cause of death. Cox regression, Hazard Risk ratio* and 95 % confidence interval.
Age (10 years)
FEV1 (per 10% pred. change)
≥ 2 previous hospitalizations
SGRQ score (4 units)
COPD severity according to the GOLD classification (12)***
GOLD stage I-II
GOLD stage III
GOLD stage IV
Maintenance treatment at discharge (%) in relation to two-year mortality (ICS = inhaled corticosteroids, LABA = long-acting beta-2-agonists)
Hazard risk ratio*
No ICS or LABA
ICS without LABA
LABA without ICS
Both ICS and LABA
Short acting beta-2-agonists MDI**
Nebulised beta-2-agonists and/or ipratropium**
No between-hospital heterogeneity was found in the association with the above risk factors and mortality when studied using meta-analysis (p for heterogeneity >0.1 in all analyses).
The present study is the first one to our knowledge to show that diabetes is a risk factor for mortality after hospitalization for an acute exacerbation of COPD. It is also the first prospective study to indicate that treatment with long-acting beta-agonists and inhaled corticosteroids is associated with lower mortality after hospitalization.
In the present study diabetes co-morbidity was related to a higher mortality rate. Studies have shown that hospitalized patients with diabetes have a high mortality rate. Previous studies have shown that patients with diabetes had a higher mortality rate after acute myocardial infarction  and cardiogenic shock  than did non-diabetic patients. Studies on COPD patients on co-morbidity and the relation to mortality have shown conflicting results. Almagro et al.  found a relation, whereas Groenewegen and co-workers  and Incalz and co-workers did not . These studies all used the Charlson index for defining co-morbidity. Yohannes and co-workers did not find a relation with co-morbidity in elderly outpatients . Connors et al. showed the influence of congestive heart failure and cor pulmonale on shortening survival time . In our study cardiovascular co-morbidity was a risk factor only in those patients with lower health status (data not shown). Low health status had a stronger relation to cardiovascular than respiratory mortality, thus indicating that, in addition to COPD, cardiovascular co-morbidity adds to lower health status.
In the present study the use of inhaled corticosteroids and long-acting beta-adrenergic inhalers was associated with decreased mortality. A study by Soriano et al. on a total of 4665 outpatients from a general practice database showed three year survival to be higher in those 1045 patients who were regular users of inhaled corticosteroids alone or in combination with long-acting beta-adrenergic inhalers after adjustment for age, sex, smoking, co-morbidites and asthma . His research was a retrospective study of outpatients with less severe COPD. Using a database of 22,620 patients Sin and Tu found that inhaled corticosteroids lowered the risk ratio for all causes of mortality by 29% in patients after hospitalization for COPD . They also found that the use of oral corticosteroids was related to increased mortality, whereas bronchodilators had no effect on mortality . It is of interest that our prospective study partly supported the results of these two retrospective studies as well as a more recent one . In contrast to the previous studies we also found that the use of long-acting bronchodilators alone was related to a decrease in the mortality rate.
One advantage of the present study is that medication was assessed at discharge only, which avoids the problem with immortal time bias . This has been reported as an important methodological issue in previous studies and subsequent studies have dealt with this point and not found survival benefits from inhaled corticosteroids [19–21]. A disadvantage is that we have no information on changes in therapy during the observation period. It should, however, be stated that both the present and the previous studies are observational and that a large randomized controlled study is needed to prove that COPD mortality can be reduced with inhaled corticosteroids and/or long-acting bronchodilators .
In the present study lower health status was related to higher mortality. This was true both for total score on the SGRQ and for the three subscales of activity, impact and symptoms. In the study by Almagro et al. the total score and the activity scale on the SGRQ showed a statistical difference . A study by Fan and co-workers showed that those with the lowest quartile of physical function had a higher mortality during a one-year follow-up in an outpatient population . A study by Oga of 150 male outpatients with COPD in Japan found that total score, activity and impact were related to mortality, whereas symptoms were not . A study by Domingo-Salvany et al. on male outpatients reported that SGRQ and SF-36 total scores were independently associated with total mortality and respiratory mortality. . Dyspnea was related to mortality in a study population that was followed after outpatient pulmonary rehabilitation . In accordance with other studies we found that higher age [4–6, 27] and worse lung function were related to an increased mortality rate [5, 27]. There is an increasing interest in modifying risk factors in order to decrease hospital admissions and mortality. Several studies have shown that to be possible. Increasing physical activity has been shown to decrease both .
The mortality rates that we found following hospital admission for an exacerbation of COPD were slightly lower than in other reports. In a cohort of 1016 patients in the United States there was 43% mortality after one year and 49% after two years . Groenewegen et al. found 23% mortality one year after hospitalization in 171 patients in the Netherlands . A study from Spain on 124 men and 11 women showed a one-year mortality rate of 22% and a two-year mortality rate of 35.6% . The lower mortality rate in our study may be explained by the fact that we studied different populations than in the other studies.
In the present study most of the 122 patients died from respiratory causes, a result that is similar to other studies [16, 28]. A study of 215 COPD patients on LTOT found that the major causes of death were acute-on-chronic respiratory failure, heart failure, pulmonary infection, pulmonary embolism, cardiac arrythmia and lung cancer. It has, however, been suggested that relying on the information on death certificates underestimates COPD as the cause of death .
The present study included a fairly large number of patients, both males and females, and none were lost to follow-up regarding mortality data due to the excellent population registration in the Nordic countries. Causes of death are coded in a similar fashion in all the Nordic countries. The study has been carried out in several countries and represents a broad population of patients. However, there were also some weaknesses to our approach: The multicentre approach that can cause different database entries. Causes of death were based on death certificates that may not have been accurate and we did not get information on causes of death for all the patients that were included. For example, it has been shown that multidimensional grading systems are better than FEV1 to predict the risk of death . There were also several things that are thought to be important in patients with COPD that there was no information on in the current study: For instance, we had no information on body mass index, physical capability and dyspnea that can be part of such grading systems. This may lead to residual confounding. In evaluating the association between treatment and mortality it is important to keep in mind that this was an observational study and not a randomized clinical trial.
The present study has demonstrated clearly that mortality in patients after hospitalization with acute exacerbation of COPD was high and that the risk factors for mortality were older age, lower lung function, lower health status and diabetes co-morbidity. Our study also indicated that regular treatment with inhaled corticosteroids and long-acting bronchodilators was associated with lower mortality in severe COPD. These results should be taken into account when making clinical decisions about patients who have been admitted to hospital with acute exacerbations. Special emphasis should be put on the care of hospitalized patients that have both COPD and diabetes.
The authors wish to thank all the participants in the study. Funding was provided from Boehringer Ingelheim, Denmark, Norway, Sweden and Finland to all authors as well as the Swedish Heart and Lung Association and the Swedish Heart Lung Foundation to EL, RH and CJ.
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